Our client is a leading Global BrokerageThe Assignment We require a Regulatory Analyst with Transaction Monitoring experience to take responsibility for the management of the regulatory change and ongoing maintenance of the regulatory-process architecture baseline, risk and issues assumptions and the IT and Platform change control procedure.
You will also be responsible for the management of issue escalation - logging and tracking these, plus the implementation of a failure notification plan - so that you can provide failure and Remedy tracking and remediation.
Based in the City. The Candidate
You will have excellent Regulatory Analysis experience gained within a Transaction Monitoring environment. This is to work in an exciting new area of an established Global Brokerage firm.
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